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Mackenzi Elizabeth Springer

Investment Adviser Representative at NOVEM GROUP

Rochester, NYCRD #6939365Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
17 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
ArizonaCaliforniaColoradoFloridaGeorgiaIllinoisIndianaMarylandMassachusettsNew HampshireNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTexasVirginia
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/21/2020
Series 65
Uniform Investment Adviser Law Examination
Passed 3/14/2019
Series 7
General Securities Representative Examination
Passed 12/7/2019
SIE
Securities Industry Essentials Examination
Passed 7/1/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.50%
$250,001 - $500,0002.25%
$500,001 - $1,000,0002.00%
$1,000,001 - $5,000,0001.75%
Over $5,000,0001.50%
Source

Novem Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OSAIC WEALTH, INC.Current
10/11/2024Rochester, NY
NOVEM GROUPCurrent
3/14/2019Rochester, NY
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
12/9/201910/11/2024Rochester, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mackenzi Elizabeth Springer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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