Malcolm Joseph Eustis
Investment Adviser Representative at Northwestern Mutual Investment Services,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Malcolm Joseph Eustis is an investment adviser representative with Northwestern Mutual Investment Services,llc in Manhattan Bch, CA, where they have been registered since 2025. They have worked in the securities industry since 2017 and have been registered with 3 firms, including TSA Management Inc and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
2 states and territories
California, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill LynchJan 2016 – Jan 2019Punta Gorda, FL
- UnemployedJan 2019 – May 2019Saratoga Springs, NY
- Halliday FinancialMay 2019 – Oct 2020Clifton Park, NY
- UnemployedOct 2020 – Nov 2020Saratoga Springs, NY
- Mohawk Fine Papers IncNov 2020 – Feb 2021Cohoes, NY
- UnemployedFeb 2021 – Jul 2021Saratoga Springs, NY
- Steven TennantJul 2021 – Jan 2025Ballston Lake, NY
- UnemployedJan 2025 – Mar 2025Ballston Spa, NY
- Edward MoyzesMar 2025 – Apr 2025Manhattan Beach, CA
- Edward MoyzesApr 2025 – no end date reportedManhattan Bch, CA
- Northwestern Mutual Investment Services LLCApr 2025 – no end date reportedManhattan Bch, CA
- Northwestern Mutual Wealth Management CompanyJun 2025 – no end date reportedMilwaukee, WI
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northwestern Mutual Investment Services,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Manhattan Bch, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Malcolm Joseph Eustis has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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