AdFi
MA

Manuel Arias

Investment Adviser Representative at Lantern Wealth Advisors, LLC

San Francisco, CACRD #2226776Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Manuel Arias is an investment adviser representative with Lantern Wealth Advisors, LLC in San Francisco, CA, where they have been registered since 2010. They have worked in the securities industry since 1992 and were previously registered with Mclaughlin, Piven, Vogel Securities, Inc. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California
Broker:
12 states and territories

California, Colorado, Florida, Hawaii, Idaho, Nevada, New Jersey, New York, Oklahoma, Oregon, Pennsylvania, Utah

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/15/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 8/19/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/7/1992
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/16/2004
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/4/2004

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Lantern Wealth Advisors, LLCCurrent
10/13/2010 – San Francisco, CA
Mclaughlin, Piven, Vogel Securities, Inc.
2/13/2003 – 5/23/2008San Francisco, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Lantern Investments
    Jan 2009 – no end date reportedSan Francisco, CA
  2. Lantern Advisers LLC
    May 2010 – no end date reportedMelville, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Lantern Wealth Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Firm account minimum
$25,000 (waivable)
Firm's annual rate schedule by assets
  • Equities and Balanced: $0-$49,9992.50%
  • Equities and Balanced: $50,000-$99,9992.25%
  • Equities and Balanced: $100,000-$249,9992.00%
  • Equities and Balanced: $250,000-$499,9991.75%

+5 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable Organizations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
26
Offices listed on AdvisorFinder:
3
Main office:
Melville, NY
SEC file number:
801-79035

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 18, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Manuel Arias has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Manuel Arias (Lantern Wealth Advisors) - Fees & Credentials