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Marcel Mario Miu

Investment Adviser Representative at CORE PLANNING

Austin, TXCRD #5887067Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/27/2011
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 11/24/2015
Series 7
General Securities Representative Examination
Passed 3/1/2011
Series 24
General Securities Principal Examination
Passed 3/20/2017

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

CORE Planning Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CORE PLANNINGCurrent
5/29/2026Austin, TX
SIMPLIFY WEALTH PLANNING LLCCurrent
5/24/2023Austin, TX
COHEN & STEERS SECURITIES, LLC
8/20/20154/10/2023New York, NY
JPMORGAN DISTRIBUTION SERVICES, INC.
11/4/20147/23/2015New York, NY
JPMORGAN DISTRIBUTION SERVICES, INC.
3/2/201111/5/2012Westerville, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marcel Mario Miu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Marcel Mario Miu - Financial Advisor in Austin, TX | AdvisorFinder