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Marcus Berger

Investment Adviser Representative at A.G.P / ALLIANCE GLOBAL PARTNERS

Boca Raton, FLCRD #19136Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
53 yrs
States Registered
3 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Marcus Berger has worked in the securities industry since 1973. They are registered to provide investment advisory services in Florida, New Jersey, and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaNew JerseyNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/28/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 6/12/1990
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 4/9/1973
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 40
Registered Principal Examination
Passed 4/4/1977

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

A.g.p / Alliance Global Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

A.G.P / ALLIANCE GLOBAL PARTNERSCurrent
6/30/2025Boca Raton, FL
OSAIC WEALTH, INC.
10/11/20246/10/2025Boca Raton, FL
AMERICAN PORTFOLIOS ADVISORS, INC
12/9/201610/11/2024Holbrook, NY
INVESTORS CAPITAL ADVISORY
1/10/200812/31/2011Lake Success, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marcus Berger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Marcus Berger - Financial Advisor in Boca Raton, FL | AdvisorFinder