Maria A Guzman
Investment Adviser Representative at Stratos Wealth Partners, Ltd
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Maria A. Guzman is an investment adviser representative with Stratos Wealth Partners, Ltd in Darien, CT, where they have been registered since 2025. They have worked in the securities industry since 2023 and have been registered with 4 firms, including Morgan Stanley and TD Ameritrade, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut
- Broker:
2 states and territories
Connecticut, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TD AmeritradeNov 2018 – Jan 2021Brookfield, CT
- studentSep 2018 – Nov 2018patterson, NY
- starbucksMay 2018 – Sep 2018new fairfield, CT
- studentJan 2018 – May 2018patterson, NY
- Weeks AutomotiveJul 2016 – Jan 2018Danbury, CT
- StarbucksJun 2015 – Jan 2017New Fairfield, CT
- Morgan StanleyMay 2021 – Jan 2023New York, NY
- unemployedJan 2021 – May 2021Patterson, NY
- LPL Financial LLCJun 2025 – Aug 2026Darien, CT
- UnemployedJan 2023 – Feb 2024Patterson, NY
- AG StrategiesFeb 2024 – Jun 2025Patterson, NY
- Stratos Wealth Partners, Ltd.Jul 2025 – Aug 2026Darien, CT
- Private Client Services, LLCAug 2026 – no end date reportedDarien, CT
- Twenty Four WealthAug 2026 – no end date reportedDarien, CT
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Stratos Wealth Partners, Ltd
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Tailored wealth management, financial planning, investment strategies, and insurance services
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 392
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Beachwood, OH
- SEC file number:
- 801-71457
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Stratos Wealth Partners, Ltd
Showing 12 of 392 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maria A Guzman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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