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Marilynn Sue Echols

Investment Adviser Representative at Security Capital Management

Wheeling, WVCRD #818946Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
50 yrs
Exams Passed
14

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Marilynn Sue Echols is an investment adviser representative with Security Capital Management in Wheeling, WV, where they have been registered since 1976, the year they entered the securities industry. They have passed 14 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in West Virginia.

Office

1300 Chapline Street
Wheeling, WV 26003

Advisors at this office: 10

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
West Virginia
Broker:
2 states and territories

Florida, West Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/12/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 10/20/1994
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/21/1976
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 53
Municipal Securities Principal Examination
Passed 1/2/2023
Series 14
Compliance Officer Examination
Passed 7/25/1990
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 5/9/1990
Series 27
Financial and Operations Principal Examination
Passed 2/18/1981
Series 24
General Securities Principal Examination
Passed 11/25/1980
Series 4
Registered Options Principal Examination
Passed 6/27/1977

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Security Capital ManagementCurrent
3/31/2006 – Wheeling, WV
Hazlett, BURT & Watson, Inc.Current
2/27/1976 – Wheeling, WV

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Hazlett, BURT & Watson, Inc.
    Sep 1971 – no end date reportedWheeling, WV

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Security Capital Management

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$25,000 (waivable)
Firm's annual rate schedule by assets
  • Management Fee - Up to $500,0001.75%
  • Management Fee - $500,001 to $1,000,0001.50%
  • Management Fee - $1,000,001 to $2,500,0001.35%
  • Management Fee - $2,500,001 to $5,000,0001.15%

+8 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
20
Offices listed on AdvisorFinder:
4
Main office:
Wheeling, WV
SEC file number:
801-66333

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 25, 2026

View full firm profile

Other advisors at Security Capital Management

Showing 12 of 20 in the directory

View Security Capital Management firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marilynn Sue Echols has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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