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Mario Orlando Vasquez

Investment Adviser Representative at GOLDEN STATE WEALTH MANAGEMENT, LLC

Laguna Hills, CACRD #5417835Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
7 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mario Orlando Vasquez has worked in the securities industry since 2008. They are registered to provide investment advisory services in Arizona, California, Colorado, Hawaii, Idaho, Louisiana, and Nevada.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ArizonaCaliforniaColoradoHawaiiIdahoLouisianaNevada
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/14/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 12/7/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/17/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Golden State Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
11/8/2016Laguna Hills, CA
GOLDEN STATE WEALTH MANAGEMENT, LLCCurrent
11/8/2016Powell, WY
J.P. MORGAN SECURITIES LLC
10/1/201211/15/2016Laguna Niguel, CA
CHASE INVESTMENT SERVICES CORP.
7/17/201210/1/2012Laguna Hills, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mario Orlando Vasquez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mario Orlando Vasquez - Financial Advisor in Laguna Hills, CA | AdvisorFinder