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Daniel Robert Catone

Investment Adviser Representative at Arimathea

Powell, WYCRD #4469467Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Robert Catone is an investment adviser representative in Powell, WY, currently registered with 5 firms, including Golden State Wealth Management, LLC, Redwood Investment Group, Inc, and Ascentis Asset Management, LLC. They have worked in the securities industry since 2001 and have been registered with 9 firms, including Golden State Asset Management and LPL Financial LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California, Texas, and Wyoming.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Texas, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/17/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 12/30/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/26/2001
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/3/2011
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/19/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

ArimatheaCurrent
4/8/2024 – Powell, WY
Ascentis Independent Advisors, LLCCurrent
9/15/2022 – Dallas, TX
Ascentis Asset Management, LLCCurrent
3/25/2022 – Fort Bragg, CA
Redwood Investment Group, IncCurrent
9/26/2013 – Fort Bragg, CA
Golden State Wealth Management, LLCCurrent
8/7/2013 – Powell, WY
Golden State Asset Management
7/10/2020 – 3/14/2022Santa Ana, CA
LPL Financial LLC
7/26/2016 – 12/23/2016Fort Bragg, CA
LPL Financial LLC
2/28/2012 – 10/29/2015Fort Bragg, CA
Raymond James Financial Services Advisors, Inc
6/17/2009 – 2/29/2012Fort Bragg, CA
Wells Fargo Advisors Financial Network, LLC
3/20/2006 – 6/2/2009Fort Bragg, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Redwood Investment Group, Inc
    Jun 2005 – no end date reportedFort Bragg, CA
  2. LPL Financial, LLC
    Feb 2012 – no end date reportedFort Bragg, CA
  3. Golden State Wealth Management, LLC
    May 2013 – no end date reportedSouth Coast Metro, CA
  4. Golden State Asset Management
    Mar 2019 – Aug 2025Santa Ana, CA
  5. Arimathea
    Mar 2024 – no end date reportedPowell, WY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Arimathea

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

Under $100M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4
Offices listed on AdvisorFinder:
2
Main office:
Fort Bragg, CA
SEC file number:
801-129748

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 27, 2026

View full firm profile

Other advisors at Arimathea

3 other advisors in the directory

View Arimathea firm profile

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Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Robert Catone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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