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Daniel Robert Catone

Investment Adviser Representative at GOLDEN STATE WEALTH MANAGEMENT, LLC

Powell, WYCRD #4469467Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
3 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Daniel Robert Catone has worked in the securities industry since 2001. They are registered to provide investment advisory services in California, Texas, and Wyoming.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaTexasWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/17/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 12/30/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/26/2001
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/3/2011
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/19/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Golden State Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARIMATHEACurrent
4/8/2024Powell, WY
ASCENTIS INDEPENDENT ADVISORS, LLCCurrent
9/15/2022Dallas, TX
ASCENTIS ASSET MANAGEMENT, LLCCurrent
3/25/2022Fort Bragg, CA
REDWOOD INVESTMENT GROUP, INCCurrent
9/26/2013Fort Bragg, CA
GOLDEN STATE WEALTH MANAGEMENT, LLCCurrent
8/7/2013Powell, WY
GOLDEN STATE ASSET MANAGEMENT
7/10/20203/14/2022Santa Ana, CA
LPL FINANCIAL LLC
7/26/201612/23/2016Fort Bragg, CA
LPL FINANCIAL LLC
2/28/201210/29/2015Fort Bragg, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
6/17/20092/29/2012Fort Bragg, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
3/20/20066/2/2009Fort Bragg, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel Robert Catone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Daniel Robert Catone - Financial Advisor in Powell, WY | AdvisorFinder