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Marion Todd Baker

Investment Adviser Representative at HIGHTOWER ADVISORS, LLC

Colorado Springs, COCRD #2322384Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
9 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
CaliforniaColoradoConnecticutFloridaMichiganOklahomaSouth CarolinaTexasVermont
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/7/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 4/22/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 6/7/2004
Series 7
General Securities Representative Examination
Passed 4/5/1993
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/9/2001
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 9/10/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hightower Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HIGHTOWER ADVISORS, LLCCurrent
4/21/2017Colorado Springs, CO
UBS FINANCIAL SERVICES INC.
3/4/20095/2/2017Colorado Springs, CO
CITIGROUP GLOBAL MARKETS INC.
4/15/19983/26/2009Scottsdale, AZ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marion Todd Baker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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