Mark A Powers

Investment Adviser Representative at WEALTHPLAN INVESTMENT MANAGEMENT LLC

Wilmington, DECRD #5283569Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

10 yrs

States Registered

1 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 1 states

Delaware

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 12/3/2021

Series 63

Uniform Securities Agent State Law Examination

Passed 10/6/2016

Series 7TO

General Securities Representative Examination

Passed 8/19/2021

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 9/22/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

WEALTHPLAN INVESTMENT MANAGEMENT LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLC

9/22/2016 – 2/8/2018WILMINGTON, DE

SECURITIES AMERICA, INC.

1/31/2018 – 8/19/2022WILMINGTON, DE

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark A Powers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.