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MA

Mark Alan Howard

Financial Professional at Raymond James & Associates, Inc.

Ft. Wayne, INCRD #1569765
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Alan Howard is a financial professional associated with Raymond James & Associates, Inc. in Ft. Wayne, IN, where they have been associated since 2005. They have worked in the securities industry since 1986 and have been registered with 3 firms, including Roney & Co. and Roney & Co. L.L.C. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent).

Office

9910 Dupont Circle Drive East, Suite 100
Ft. Wayne, IN 46825

Advisors at this office: 16

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Registration type not available
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/25/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 11/19/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/15/1986

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Raymond James & Associates, Inc.Current
6/20/2005 – Ft. Wayne, IN
Roney & Co.
5/11/1998 – 9/25/1999Detroit, MI
Roney & Co. L.L.C.
11/21/1986 – 5/11/1998Detroit, MI

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Raymond James & Associates, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
5,717
Offices listed on AdvisorFinder:
26
Main office:
St. Petersburg, FL
SEC file number:
801-10418

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 25, 2026

View full firm profile

Other advisors at Raymond James & Associates, Inc.

Showing 12 of 5,717 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Alan Howard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Mark Alan Howard (Raymond James & Associates)