AdFi
MA

Mark Allen Gaynoe

Investment Adviser Representative at Lebenthal Global Advisors, LLC

Atlanta, GACRD #219046Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Allen Gaynoe is an investment adviser representative with Lebenthal Global Advisors, LLC in Atlanta, GA, where they have been registered since 2020. They have worked in the securities industry since 2019 and were previously registered with Capital Guardian Wealth Management, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Florida and Georgia.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida, Georgia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/19/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 3/4/1997
Series 7
General Securities Representative Examination
Passed 2/25/1997
Series 24
General Securities Principal Examination
Passed 2/22/1972
Series 1
Registered Representative Examination
Passed 2/22/1972

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Lebenthal Global Advisors, LLCCurrent
8/18/2020 – Atlanta, GA
Capital Guardian Wealth Management, LLC
3/23/2018 – 12/31/2018Pensacola, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Lowe's
    Feb 2017 – Mar 2018Lilburn, GA
  2. Home Depot
    Nov 2005 – Jan 2017Tucker, GA
  3. Capital Guardian Wealth Management, LLC
    Mar 2018 – Dec 2018Pensacola, FL
  4. Lebenthal Global Advisors
    Jan 2020 – no end date reportedHauppauge, NY
  5. Avenir Private Advisors
    Jan 2019 – Dec 2019Pensacola, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Lebenthal Global Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Estimated blended rate
0.0125
Firm's annual rate schedule by assets
  • Up to $100,0002.40%
  • $100,001 - $250,0002.35%
  • $250,001 - $500,0002.25%
  • $500,001 - $1,000,0002.15%

+2 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPension Consulting

Client types the firm serves

IndividualsHigh Net WorthPension/Profit Sharing

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
26
Offices listed on AdvisorFinder:
7
Main office:
Hauppauge, NY
SEC file number:
801-110652

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 12, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Allen Gaynoe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Mark Allen Gaynoe (Lebenthal Global Advisors)