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MA

Mark Andrew Audrain

Investment Adviser Representative at ORION PORTFOLIO SOLUTIONS, LLC

Omaha, NECRD #7046010Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Andrew Audrain has worked in the securities industry since 2019. They have passed the Series 99, 66, 53, 27, 24, and 14 examinations. They are registered to provide investment advisory services in Nebraska and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
NebraskaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/13/2019
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 27
Financial and Operations Principal Examination
Passed 2/2/2024
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 53
Municipal Securities Principal Examination
Passed 9/5/2019
Series 24
General Securities Principal Examination
Passed 3/20/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $100,000.000.35%
$100,000.01 to $250,000.000.30%
$250,000.01 to $1 million0.20%
Over $1 million0.10%
Source

Orion Portfolio Solutions, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ORION PORTFOLIO SOLUTIONS, LLCCurrent
6/9/2023Omaha, NE
BRINKER CAPITAL SECURITIES, LLCCurrent
4/25/2023Kansas City, MO
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC
6/17/20194/8/2021Lenexa, KS

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Andrew Audrain has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Mark Andrew Audrain - Financial Advisor in Omaha, NE | AdvisorFinder