AdFi
MA

Mark Anthony Czaja

Investment Adviser Representative at HENNION & WALSH ASSET MANAGEMENT, INC.

Boca Raton, FLCRD #1045839Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
23 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Anthony Czaja has worked in the securities industry since 1983. They are registered to provide investment advisory services in 23 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
CaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIllinoisMaineMarylandMassachusettsMichiganMinnesotaNevadaNew JerseyNew YorkNorth CarolinaOklahomaPennsylvaniaSouth CarolinaTexasUtahVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/26/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 1/6/1984
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/17/1983
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/13/1982
Series 4
Registered Options Principal Examination
Passed 10/14/1991
Series 24
General Securities Principal Examination
Passed 3/16/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Hennion & Walsh Asset Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HENNION & WALSH ASSET MANAGEMENT, INC.Current
9/1/2016Boca Raton, FL
INVESTMENT SCIENCES, INC.
9/8/19973/11/2014Delray Beach, FL
PMK CAPITAL ADVISORS INC
1/7/20132/3/2014Delray Beach, FL
PMK SECURITIES & RESEARCH, INC.
2/15/201312/31/2013Delray Beach, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HENNION & WALSH ASSET MANAGEMENT, INC.

Showing 12 of 71 in the directory

View HENNION & WALSH ASSET MANAGEMENT, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Anthony Czaja has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mark Anthony Czaja - Financial Advisor in Boca Raton, FL | AdvisorFinder