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Mark Anton Baksic

Investment Adviser Representative at LIFE PLANNING ADVISORS LLC

Garden Grove, CACRD #5749934Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Anton Baksic has worked in the securities industry since 2010. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/25/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/18/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $250,0001.50%
$250,000 to $1,000,0001.13%
Greater than $1,000,0000.75%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

LIFE Planning Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LIFE PLANNING ADVISORS LLCCurrent
8/21/2024Garden Grove, CA
WESTERN INTERNATIONAL SECURITIES
1/2/20158/21/2024Huntington Beach, CA
GBS ADVISORS
2/14/201412/31/2014Huntington Beach, CA
GBS ADVISORS
12/20/201312/31/2013Huntington Beach, CA
GBS ADVISORS
11/30/201012/13/2013Huntington Beach, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at LIFE PLANNING ADVISORS LLC

4 other advisors in the directory

View LIFE PLANNING ADVISORS LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Anton Baksic has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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