Mark Brian Fricks
Investment Adviser Representative at Gradient Investments, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Brian Fricks is an investment adviser representative with Gradient Investments, LLC in Marietta, GA, where they have been registered since 2022. They have worked in the securities industry since 1994 and have been registered with 4 firms, including Redhawk Wealth Advisors, Inc. and Camarda Wealth Advisory Group. They have passed 3 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Alabama, Florida, Georgia, Louisiana, North Carolina, South Carolina, and Texas.
Registrations & licenses
- Investment adviser:
- Alabama, Florida, Georgia, Louisiana, North Carolina, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- FRICKS AND ASSCOCIATES, INC. dba MasterPlan Retirement ConsultanJul 2010 – no end date reportedMarietta, GA
- Masterplan Retirement Consultants, Inc.May 2014 – no end date reportedMarietta, GA
- Masterplan TAX Services, Inc.Feb 2015 – Feb 2022Marietta, GA
- Gradient Investments, LLCMar 2022 – no end date reportedMarietta, GA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Gradient Investments, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 30
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Arden Hills, MN
- SEC file number:
- 801-70812
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Gradient Investments, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Brian Fricks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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