Mark Cernicky
Investment Adviser Representative at Eagle Strategies LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Cernicky is an investment adviser representative with Eagle Strategies LLC in Rapid City, SD, where they have been registered since 2025. They have worked in the securities industry since 2013 and were previously registered with Principal Securities, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in South Dakota and Wyoming.
Registrations & licenses
- Investment adviser:
- South Dakota, Wyoming
- Broker:
2 states and territories
South Dakota, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Principal Global InvestorsJan 2011 – Feb 2025Des Moines, IA
- Principal Life Insurance CompanyMar 2025 – Sep 2025Rapid City, SD
- Principal Securities IncMar 2025 – Sep 2025Rapid City, SD
- Old Hall Green WealthApr 2025 – Sep 2025Rapid City, SD
- NYLIFE Securities LLCSep 2025 – no end date reportedCasper, WY
- New York Life InsuranceSep 2025 – no end date reportedCasper, WY
- Eagle Strategies LLCOct 2025 – no end date reportedRapid City, SD
- Old Hall Green WealthOct 2025 – no end date reportedRapid City, SD
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Eagle Strategies LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Customized wealth management and protection solutions, investment growth strategies, retirement planning, legacy planning, and holistic financial advice and guidance.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,469
- Offices listed on AdvisorFinder:
- 27
- Main office:
- New York, NY
- SEC file number:
- 801-32987
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 31, 2026
View full firm profileOther advisors at Eagle Strategies LLC
Showing 12 of 2,469 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Cernicky has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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