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Mark David Hollick

Investment Adviser Representative at Johnson Investment Counsel, Inc.

Wilmette, ILCRD #2217097Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark David Hollick is an investment adviser representative with Johnson Investment Counsel, Inc. in Wilmette, IL, where they have been registered since 2025. They have worked in the securities industry since 1993 and have been registered with 6 firms, including Payden & Rygel and Natixis Advisors, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois and Ohio.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois, Ohio

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/15/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 5/1/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/16/1992

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Johnson Investment Counsel, Inc.Current
7/29/2025 – Wilmette, IL
Payden & Rygel
5/10/2023 – 11/14/2024Wilmette, IL
Natixis Advisors, LLC
1/15/2010 – 5/3/2023Wilmette, IL
Riversource Investments
11/12/2008 – 1/12/2010Boston, MA
Pioneer Institutional Asset Management, Inc.
4/20/2006 – 4/2/2007Boston, MA
Pioneer Investment Management, Inc.
10/18/2004 – 4/20/2006Boston, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Natixis Global Associates
    Jan 2010 – May 2023Boston, MA
  2. Payden & Rygel
    May 2023 – Jul 2025Los Angeles, CA
  3. Johnson Investment Counsel
    Jul 2025 – no end date reportedCincinnati, OH

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Johnson Investment Counsel, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthInvestment CompaniesBusiness Development CompaniesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
62
Offices listed on AdvisorFinder:
6
Main office:
Cincinnati, OH
SEC file number:
801-60676

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 19, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark David Hollick has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Mark David Hollick (Johnson Investment Counsel)