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Mark Douglas Hale

Investment Adviser Representative at HORNOR, TOWNSEND & KENT, LLC

Roanoke, VACRD #3123972Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
11 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaDistrict of ColumbiaFloridaGeorgiaMarylandMississippiNorth CarolinaPennsylvaniaSouth CarolinaVirginiaWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/6/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 10/3/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/6/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/2/1998
Series 24
General Securities Principal Examination
Passed 5/24/2002
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 9/20/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Hornor, Townsend & KENT, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HORNOR, TOWNSEND & KENT, LLCCurrent
3/31/2017Roanoke, VA
HARTFORD EQUITY SALES COMPANY INC.
10/7/20094/5/2010Hartford, CT
ALLSTATE FINANCIAL SERVICES, LLC
12/21/200110/1/2009Roanoke, VA
NEW ENGLAND SECURITIES
8/24/200112/21/2001New York, NY
PRUCO SECURITIES CORPORATION
10/7/19988/8/2001Newark, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Douglas Hale has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mark Douglas Hale - Financial Advisor in Roanoke, VA | AdvisorFinder