Mark Edward Romin
Investment Adviser Representative at Lakeshore Financial Planning Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Edward Romin is an investment adviser representative with Lakeshore Financial Planning Inc. in Saint Clair Shores, MI, where they have been registered since 2018. They have worked in the securities industry since 2008 and have been registered with 5 firms, including Raymond James Financial Services Advisors, Inc and Edward Jones. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Michigan and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Michigan, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James Financial ServicesJul 2012 – Oct 2018Saint Clair Shores, MI
- Raymond James Financial Services Advisors Inc.Feb 2013 – Oct 2018Saint Clair Shores, MI
- Brayton Asset ManagementMar 2015 – Oct 2018Saint Clair Shores, MI
- Lakeshore Financial Planning, Inc.Oct 2018 – no end date reportedSaint Clair Shores, MI
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Lakeshore Financial Planning Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Financial planning and investment management, including hand-picking investments consistent with clients' risk tolerance, thorough research, persistent portfolio management, and ongoing financial guidance.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Saint Clair Shores, MI
- SEC file number:
- 801-114302
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 11, 2026
View full firm profileOther advisors at Lakeshore Financial Planning Inc.
2 other advisors in the directory
Similar advisors in Saint Clair Shores, MI
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Edward Romin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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