Mark Edward Rosier
Investment Adviser Representative at VOYA Financial Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Edward Rosier is an investment adviser representative with VOYA Financial Advisors, Inc. in Daytona Beach, FL, where they have been registered since 2024. They have worked in the securities industry since 1991 and have been registered with 6 firms, including LPL Financial LLC and Cetera Investment Advisers LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut and Florida.
Registrations & licenses
- Investment adviser:
- Connecticut, Florida
- Broker:
2 states and territories
Connecticut, Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Source Capital GroupDec 2001 – Feb 2017Westport, CT
- Source Capital ManagementSep 2003 – Feb 2017Westport, CT
- Cetera Investment Services LLCMar 2017 – Feb 2018St Cloud, MN
- Regions BANKMar 2017 – Feb 2018Tallahassee, FL
- Cetera Investment Advisers LLCMar 2017 – Feb 2018Tallahassee, FL
- LPL Financial LLCMar 2018 – Dec 2023Fleming Island, FL
- Vystar Credit UnionFeb 2018 – Dec 2023Fleming Island, FL
- Voya Financial AdvisorsDec 2023 – no end date reportedWindsor, CT
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About VOYA Financial Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 725
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Windsor, CT
- SEC file number:
- 801-46585
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 16, 2026
View full firm profileOther advisors at VOYA Financial Advisors, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Edward Rosier has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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