Mark Goldsmith

Investment Adviser Representative at SELECT MONEY MANAGEMENT, INC.

Aliso Viejo, CACRD #1740865Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

39 yrs

States Registered

9 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 9 states

ArizonaCaliforniaColoradoFloridaMarylandMichiganOklahomaTexasWyoming

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 5/22/1995

Series 27

Financial and Operations Principal Examination

Passed 2/14/1999

Series 24

General Securities Principal Examination

Passed 5/24/1996

Series 99TO

Operations Professional Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 2/15/1996

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 10/6/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

SELECT MONEY Management, INC. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SECURITIES EQUITY GROUPCurrent

9/27/1999 – ALISO VIEJO, CA

EQUICO SECURITIES, INC.

6/6/1990 – 11/24/1992NEW YORK, NY

SECURITIES SERVICE NETWORK, INC.

5/13/1997 – 4/28/2000KNOXVILLE, TN

PRUCO SECURITIES CORPORATION

12/4/1992 – 12/2/1994NEWARK, NJ

SECURITIES AMERICA, INC.

11/7/1994 – 5/6/1997LAVISTA, NE

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

10/8/1987 – 11/24/1992NEW YORK, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Goldsmith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.