AdFi
MJ

Mark Joseph Bauer

Investment Adviser Representative at U.S. BANCORP ADVISORS, LLC

Eau Claire, WICRD #2478744Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
9 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 9 states
ArizonaFloridaHawaiiIllinoisIowaMinnesotaNorth CarolinaTexasWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/7/2006
Series 63
Uniform Securities Agent State Law Examination
Passed 4/20/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/26/1994
Series 24
General Securities Principal Examination
Passed 8/30/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

U.S. Bancorp Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

U.S. BANCORP ADVISORS, LLCCurrent
2/13/2026Eau Claire, WI
U.S. BANCORP INVESTMENTS, INC.
7/5/20022/13/2026Chippewa Falls, WI

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at U.S. BANCORP ADVISORS, LLC

Showing 12 of 1155 in the directory

View U.S. BANCORP ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Joseph Bauer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.