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MJ

Mark Joseph Kennedy

Investment Adviser Representative at HD MONEY, INC.

Sarasota, FLCRD #705094Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
1 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Joseph Kennedy has worked in the securities industry since 1986. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/23/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 5/14/1980
Series 55
Limited Representative-Equity Trader Exam
Passed 2/24/1999
Series 15
Foreign Currency Options Examination
Passed 12/6/1982
Series 5
Interest Rate Options Examination
Passed 10/16/1981
Series 7
General Securities Representative Examination
Passed 10/20/1979
Series 24
General Securities Principal Examination
Passed 5/16/2020
Series 27
Financial and Operations Principal Examination
Passed 5/31/1991
Series 12
NYSE Branch Manager Examination
Passed 4/18/1984
Series 4
Registered Options Principal Examination
Passed 6/5/1980

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.04
Source

HD Money, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HD MONEY, INC.Current
2/16/2022Sarasota, FL
MONORAIL SECURITIES LLCCurrent
8/29/2018Sarasota, FL
VIEWTRADE SECURITIES, INC.
4/17/202010/13/2022Sarasota, FL
MATRIX CAPITAL GROUP, INC.
11/7/20122/4/2014New York, NY
FIELDPOINT PRIVATE SECURITIES, LLC
11/2/200011/1/2012New York, NY
FOX CHASE CAPITAL PARTNERS, LLC
11/8/20004/10/2002Springfield, NJ
CANTOR FITZGERALD & CO.
5/30/19963/21/2000New York, NY
DILLON, READ & CO. INC.
6/3/19915/31/1996Stamford, CT
SUSQUEHANNA BROKERAGE SERVICES, INC.
12/20/19886/10/1991New York, NY
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
11/1/197910/5/1987

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at HD MONEY, INC.

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View HD MONEY, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Joseph Kennedy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mark Joseph Kennedy - Financial Advisor in Sarasota, FL | AdvisorFinder