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MJ

Mark Joseph Manning

Investment Adviser Representative at COMPASS ION ADVISORS, LLC

Chadds Ford, PACRD #2476784Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mark Joseph Manning has worked in the securities industry since 1998. They have passed the Series 65, 63, 31, 8, and 7 examinations. They are registered to provide investment advisory services in Pennsylvania and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
PennsylvaniaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/18/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 6/27/1994
Series 31
Futures Managed Funds Examination
Passed 12/5/2000
Series 7
General Securities Representative Examination
Passed 6/9/1994
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 5/27/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Compass ION Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

COMPASS ION ADVISORS, LLCCurrent
8/11/2023Chadds Ford, PA
GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
6/21/20196/6/2023Chadds Ford, PA
CAPTRUST FINANCIAL ADVISORS
2/1/20127/15/2019Chadds Ford, PA
BROAD STREET CAPITAL ADVISORS, LLC
11/23/20094/2/2012Chadds Ford, PA
AMERICAN SECURITIES GROUP, INC.
6/29/200611/13/2009Chadds Ford, PA
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC
6/19/20026/16/2006Chadds Ford, PA
CAPTRUST FINANCIAL ADVISORS
4/28/19986/20/2002Chadds Ford, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Joseph Manning has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Mark Joseph Manning - Financial Advisor in Chadds Ford, PA | AdvisorFinder