Mark Matthew Martiak
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Matthew Martiak is an investment adviser representative with Charles Schwab & Co., Inc. in New York City, NY, where they have been registered since 2026. They have worked in the securities industry since 2003 and have been registered with 7 firms, including LPL Enterprise, LLC and Prudential Financial Planning Services. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
11 states and territories
Arizona, California, Florida, Maryland, Massachusetts, New Jersey, New York, North Carolina, South Carolina, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- First Allied Securities, Inc.Apr 2009 – Aug 2019New York, NY
- First Allied Advisory Services, IncJul 2012 – Aug 2019New York, NY
- Premier Wealth Advisors, LLCApr 2009 – Aug 2019New York, NY
- A.G.P. / Alliance Global PartnersAug 2019 – Dec 2023New York, NY
- The Prudential Insurance Company of AmericaDec 2023 – Feb 2026New York, NY
- Pruco Securities LLCDec 2023 – Nov 2024New York, NY
- LPL Enterprise, LLCNov 2024 – Feb 2026New York, NY
- Charles Schwab & Co., Inc.Feb 2026 – no end date reportedNew York City, NY
- Charles Schwab Bank, SSBFeb 2026 – no end date reportedNew York City, NY
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in New York City, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Matthew Martiak has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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