Mark Matulewicz
Investment Adviser Representative at LPL Financial LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Matulewicz is an investment adviser representative with LPL Financial LLC in Fort Mill, SC, where they have been registered since 2021. They have worked in the securities industry since 2017 and have been registered with 4 firms, including Regions Securities LLC and Vanguard Marketing Corporation. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina and South Carolina.
Office
Advisors at this office: 167
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, South Carolina
- Broker:
2 states and territories
North Carolina, South Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- DLB Securities LLCMay 2017 – Jun 2017Denville, NJ
- EAST Carolina UniversityAug 2013 – May 2017Greenville, NC
- GAME Theory GroupJan 2017 – May 2017Greenville, NC
- Basil's Restaurant & PizzeriaAug 2016 – Nov 2016Greenville, NC
- The Vanguard Group, Inc.Jul 2017 – Jun 2019Charlotte, NC
- THE Vanguard Group, Inc.Jun 2016 – Nov 2016Charlotte, NC
- SELF EmployedAug 2018 – Jun 2019Charlotte, NC
- Regions BANKJun 2019 – Dec 2020Charlotte, NC
- Regions Securities LLCJul 2019 – Dec 2020Charlotte, NC
- LPL Financial LLCDec 2020 – no end date reportedFort Mill, SC
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Financial LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24,114
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-10970
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at LPL Financial LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Matulewicz has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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