Mark McHale
Investment Adviser Representative at Sanford C. Bernstein & Co., LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark McHale is an investment adviser representative in New York, NY, currently registered with Sanford C. Bernstein & Co., LLC and Alliancebernstein L.P. They have worked in the securities industry since 2021 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2021 – May 2022Philadelphia, PA
- Scranton Preparatory SchoolJul 2011 – Jun 2017Dunmore, PA
- Lahey Family Fun ParkMay 2017 – Sep 2017Clarks Summit, PA
- Temple UniversityAug 2018 – May 2021Philadelphia, PA
- Temple UniversityAug 2018 – May 2021Philadelphia, PA
- XPO LogisticsDec 2018 – Jan 2019Pittston, PA
- Frank Recruitment GroupMay 2019 – Jul 2019Philadelphia, PA
- Bank of AmericaJun 2020 – Aug 2020Philadelphia, PA
- Baker TillyJan 2021 – Jul 2021Clarks Summit, PA
- United Neighborhood CentersJul 2017 – Aug 2017Scranton, PA
- The University of ScrantonAug 2017 – May 2018Scranton, PA
- BANK OF America, N.A.Nov 2021 – May 2022Philadelphia, PA
- Sanford C. Bernstein & Co., LLC.May 2022 – no end date reportedNew York, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Sanford C. Bernstein & Co., LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Performance-based fees
- Subscription fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 454
- Offices listed on AdvisorFinder:
- 24
- Main office:
- Nashville, TN
- SEC file number:
- 801-57937
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark McHale has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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