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Mark Steven Johnson

Investment Adviser Representative at WESTERN WEALTH MANAGEMENT LLC

Kailua-kona, HICRD #4633410Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
7 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ArizonaColoradoConnecticutGeorgiaHawaiiIdahoTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/29/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 2/19/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/21/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/19/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Western Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WESTERN WEALTH MANAGEMENT LLCCurrent
6/22/2016Kailua-kona, HI
LPL FINANCIAL LLCCurrent
12/17/2014Kailua-kona, HI
WESTERN WEALTH MANAGEMENT LLC
12/17/20146/22/2016Denver, CO
PRINCOR FINANCIAL SERVICES CORPORATION
3/30/200512/15/2014Denver, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Steven Johnson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mark Steven Johnson - Financial Advisor in Kailua-kona, HI | AdvisorFinder