Mark Tracy Flowers
Investment Adviser Representative at Private Portfolios, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark Tracy Flowers is an investment adviser representative with Private Portfolios, Inc. in San Mateo, CA, where they have been registered since 2012. They have worked in the securities industry since 2010 and have been registered with 3 firms, including AMS Capital Management LLC and Genworth Financial Advisers Corporation. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
7 states and territories
Alabama, Arizona, California, Florida, Iowa, Nevada, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Securities America, IncSep 2012 – Jun 2024San Mateo, CA
- Private Portfolios, Inc.Oct 2012 – no end date reportedSan Mateo, CA
- Osaic Wealth, Inc.Jun 2024 – no end date reportedSan Mateo, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Private Portfolios, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
The firm manages investments and implements financial plans, providing ongoing financial advice in all areas including investment management, family wealth planning, and business succession and continuity strategies. They diversify and re-balance client portfolios and focus on asset growth, asset protection, cost reduction, and tax efficiency.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2
- Offices listed on AdvisorFinder:
- 1
- Main office:
- San Mateo, CA
- Founded:
- 1984
- SEC file number:
- 801-110209
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 2, 2026
View full firm profileOther advisors at Private Portfolios, Inc.
1 other advisor in the directory
View Private Portfolios, Inc. firm profileSimilar advisors in San Mateo, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark Tracy Flowers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched