Mark W Herman
Investment Adviser Representative at Mission Wealth Management, LP
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mark W. Herman is an investment adviser representative with Mission Wealth Management, LP in Austin, TX, where they have been registered since 2021. They have worked in the securities industry since 2014 and have been registered with 3 firms, including Astoria Strategic Wealth, Inc. and BELL Wealth Management Inc. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Texas.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Astoria Strategic WealthApr 2018 – Sep 2021Austin, TX
- BELL Wealth ManagementMay 2014 – Mar 2018Austin, TX
- US ARMY ReserveAug 2011 – no end date reportedAustin, TX
- Mission Wealth Management, LPSep 2021 – no end date reportedSanta Barbara, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Mission Wealth Management, LP
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $1,000,000 (waivable)
- First $5,000,0001.00%
- From $5,000,001 - $15,000,0000.85%
- From $15,000,001 - $25,000,0000.75%
- Over $25,000,0000.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 135
- Offices listed on AdvisorFinder:
- 37
- Main office:
- Santa Barbara, CA
- SEC file number:
- 801-61230
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
View full firm profileOther advisors at Mission Wealth Management, LP
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark W Herman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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