Mark William Holmlund

Investment Adviser Representative at ALAETHES WEALTH, LLC

NEWPORT BEACH, CACRD #1414178Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

41 yrs

States Registered

2 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 2 states

CaliforniaNevada

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 8/15/2019

Series 63

Uniform Securities Agent State Law Examination

Passed 10/24/1985

Series 24

General Securities Principal Examination

Passed 6/18/2004

Series 5

Interest Rate Options Examination

Passed 11/1/1985

Series 15

Foreign Currency Options Examination

Passed 10/30/1985

Series 3

National Commodity Futures Examination

Passed 10/28/1985

Series 7

General Securities Representative Examination

Passed 10/19/1985

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

ALAETHES Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PACIFIC SELECT DISTRIBUTORS, INC.

3/28/1995 – 1/11/2011NEWPORT BEACH, CA

DAIWA SECURITIES AMERICA INC.

3/19/1991 – 7/23/1993NEW YORK, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

10/22/1985 – 3/25/1991NEW YORK, NY

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mark William Holmlund has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.