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Marty William Schimp

Investment Adviser Representative at BRADFORD FINANCIAL CENTER

Clarion, IACRD #2074926Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
11 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
AlabamaArkansasCaliforniaIndianaIowaLouisianaMichiganMinnesotaNevadaTennesseeWashington
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/11/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/3/1996
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/11/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Bradford Financial Center Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BRADFORD FINANCIAL CENTERCurrent
1/1/1999Clarion, IA
MULTI-FINANCIAL SECURITIES CORPORATION
8/19/19998/14/2006Clarion, IA
ROYAL ALLIANCE ASSOCIATES, INC.
2/25/19948/25/1999Scottsdale, AZ
PRUCO SECURITIES CORPORATION
7/23/19903/9/1994Newark, NJ
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
7/23/199012/10/1993Newark, NJ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View BRADFORD FINANCIAL CENTER firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Marty William Schimp has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Marty William Schimp - Financial Advisor in Clarion, IA | AdvisorFinder