Mary Adele Johnson
Investment Adviser Representative at Neuberger Berman BD LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mary Adele Johnson is an investment adviser representative with Neuberger Berman BD LLC in New York, NY, where they have been registered since 2025. They have worked in the securities industry since 2025 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 555
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- SkinflintsJul 2022 – Mar 2025Brooklyn, NY
- UnemployedApr 2025 – May 2025Brooklyn, NY
- Braathe EnterprisesDec 2022 – Jun 2023Saratoga Springs, NY
- Poly Prep Day CampJun 2017 – Jul 2021Brooklyn, NY
- Caffe CafeJun 2016 – Jul 2017Brooklyn, NY
- Siena College, English DepartmentSep 2021 – May 2022Loudonville, NY
- Siena College, English DepartmentSep 2022 – May 2023Loudonville, NY
- Siena College, English DepartmentOct 2020 – Nov 2020Loudonville, NY
- Siena College, English DepartmentMar 2021 – May 2021Loudonville, NY
- Siena CollegeAug 2020 – May 2023Loudonville, NY
- Equitable Advisors, LLCMay 2025 – Aug 2025New York, NY
- Neuberger BermanSep 2025 – no end date reportedNy, NY
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Neuberger Berman BD LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in New York, NY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mary Adele Johnson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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