AdFi
MK

Mary Katherine Pieper

Investment Adviser Representative at COMPOSITION WEALTH, LLC

Seattle, WACRD #1581101Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Washington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/18/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 11/1/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/15/1986
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/9/2009
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/12/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Composition Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

COMPOSITION WEALTH, LLCCurrent
3/11/2025Seattle, WA
UNIONVIEW WEALTH PARTNERS
7/31/20195/12/2025Seattle, WA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
8/14/20098/6/2019Seattle, WA
MORGAN STANLEY SMITH BARNEY LLC
6/1/20099/4/2009Seattle, WA
CITIGROUP GLOBAL MARKETS INC.
6/13/20006/1/2009Seattle, WA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mary Katherine Pieper has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mary Katherine Pieper - Financial Advisor in Seattle, WA | AdvisorFinder