AdFi
MK

Mary Katherine Pieper

Investment Adviser Representative at Composition Wealth, LLC

Seattle, WACRD #1581101Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Mary Katherine Pieper is an investment adviser representative with Composition Wealth, LLC in Seattle, WA, where they have been registered since 2025. They have worked in the securities industry since 1987 and have been registered with 5 firms, including Unionview Wealth Partners and Wells Fargo Advisors Financial Network, LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Washington.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/18/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 11/1/1986
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/15/1986
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/9/2009
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/12/2009

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Composition Wealth, LLCCurrent
3/11/2025 – Seattle, WA
Unionview Wealth Partners
7/31/2019 – 5/12/2025Seattle, WA
Wells Fargo Advisors Financial Network, LLC
8/14/2009 – 8/6/2019Seattle, WA
Morgan Stanley Smith Barney LLC
6/1/2009 – 9/4/2009Seattle, WA
Citigroup Global Markets Inc.
6/13/2000 – 6/1/2009Seattle, WA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Wells Fargo Advisors Financial Network, LLC
    Aug 2009 – Aug 2019Seattle, WA
  2. Unionview Wealth Partners
    Jul 2019 – May 2025Seattle, WA
  3. Composition Wealth, LLC
    Mar 2025 – no end date reportedSeattle, WA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Composition Wealth, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Firm account minimum
$500,000 (waivable)
Estimated blended rate
0.015

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Wealth Foundations, Private Wealth, Multi-Family Office, and Retirement & Benefits planning for businesses and employees.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
FiduciaryWealth ManagementPrivate WealthMulti-family OfficeRetirement PlanningEmployee BenefitsTax StrategyCharitable GivingPortfolio ManagementIPO EvaluationPrivate Credit

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsInsurance CompaniesCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
79
Offices listed on AdvisorFinder:
5
Main office:
Los Angeles, CA
SEC file number:
801-74711

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 22, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mary Katherine Pieper has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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