Massimo Bufalini
Investment Adviser Representative at Capital Group Private Client Services, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Massimo Bufalini is an investment adviser representative with Capital Group Private Client Services, Inc. in New York, NY, where they have been registered since 2025. They have worked in the securities industry since 2001 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California, Georgia, Illinois, Nevada, New York, and Texas.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Georgia, Illinois, Nevada, New York, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- CitiGroup / CitiGroup Global Markets Inc.Jul 2014 – Dec 2018New York, NY
- Outset Global Trading LimitedDec 2018 – Dec 2021New York, NY
- Bank of America / Merrill Lynch, Pierce, Fenner & Smith Inc.Dec 2021 – Jul 2025New York, NY
- Capital Group / Capital Group Private Client Services, Inc.Jul 2025 – no end date reportedNew York, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Capital Group Private Client Services, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $5,000,000 (waivable)
- Up to $10M0.65%
- $10M to $15M0.50%
- $15M to $20M0.45%
- $20M to $25M0.40%
+6 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 103
- Offices listed on AdvisorFinder:
- 7
- Main office:
- Los Angeles, CA
- SEC file number:
- 801-121267
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Capital Group Private Client Services, Inc.
Showing 12 of 103 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Massimo Bufalini has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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