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Matthew Bender

Investment Adviser Representative at Northwestern Mutual Investment Services,llc

Albany, NYCRD #7987414Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Bender is an investment adviser representative with Northwestern Mutual Investment Services,llc in Albany, NY, where they have been registered since 2025. They have worked in the securities industry since 2025 and were previously registered with LPL Financial LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.

Office

1 Northwestern Blvd
Albany, NY 12211

Advisors at this office: 28

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
1 state or territory

New York

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/25/2025
Series 7
General Securities Representative Examination
Passed 12/18/2024
SIE
Securities Industry Essentials Examination
Passed 4/29/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northwestern Mutual Investment Services,llcCurrent
7/15/2025 – Albany, NY
LPL Financial LLC
2/27/2025 – 6/13/2025Latham, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Student
    Sep 2014 – May 2022Albany, NY
  2. Broadview Federal Credit Union
    Jul 2020 – Aug 2022Albany, NY
  3. Galesi Group
    Aug 2022 – Aug 2024Schenectady, NY
  4. LPL Financial
    Sep 2024 – Jun 2025Latham, NY
  5. Hudson Valley Federal Credit Union
    Aug 2024 – Jun 2025Latham, NY
  6. Tj Popolizio
    Jun 2025 – Jan 2026Albany, NY
  7. Christopher Nuss
    Jun 2025 – Jan 2026Albany, NY
  8. Northwestern Mutual Investment Services, LLC
    Jul 2025 – no end date reportedAlbany, NY
  9. TJ Popolizio
    Jan 2026 – no end date reportedAlbany, NY
  10. Christopher Nuss
    Jan 2026 – no end date reportedAlbany, NY

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northwestern Mutual Investment Services,llc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Albany, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Bender has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Matthew Bender (Northwestern Mutual Investment Services,llc)