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Matthew E Guzman

Investment Adviser Representative at NEW Millennium Group

Spokane, WACRD #7320614Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew E. Guzman is an investment adviser representative with NEW Millennium Group in Spokane, WA, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Nylife Securities LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Washington.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/7/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 12/18/2024
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/19/2024
SIE
Securities Industry Essentials Examination
Passed 9/21/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

NEW Millennium GroupCurrent
3/22/2026 – Spokane, WA
Nylife Securities LLC
10/21/2024 – 9/10/2025Spokane, WA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Big Bend Community College
    Aug 2016 – May 2018Moses Lake, WA
  2. Othello High School
    Aug 2014 – May 2018Othello, WA
  3. Reichert's Showhouse
    Dec 2015 – Oct 2018Othello, WA
  4. Metro By T-Mobile
    Nov 2018 – Oct 2019Moses Lake, WA
  5. Verizon Corporate
    Jun 2021 – May 2023Spokane, WA
  6. Verizon Cellular Plus
    Oct 2019 – May 2021Cheney, WA
  7. eHealth Insurance
    May 2023 – Apr 2024Santa Clara, CA
  8. New York Life Insurance Company
    May 2024 – Sep 2025Spokane, WA
  9. NYLIFE Securities LLC
    Oct 2024 – Sep 2025Spokane, WA
  10. NEW Millennium Group
    Sep 2025 – no end date reportedSandy, UT

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About NEW Millennium Group

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
13
Offices listed on AdvisorFinder:
3
Main office:
Sandy, UT
SEC file number:
801-120516

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 22, 2026

View full firm profile

Other advisors at NEW Millennium Group

12 other advisors in the directory

View NEW Millennium Group firm profile

Similar advisors in Spokane, WA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew E Guzman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Matthew E Guzman (NEW Millennium Group) - Fees & Credentials