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MG

Matthew Guillory

Financial Professional at RBC Securities, Inc.

San Diego, CACRD #6407866
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Guillory is a financial professional associated with RBC Securities, Inc. in San Diego, CA, where they have been associated since 2018. They have worked in the securities industry since 2014 and were previously registered with Unionbanc Investment Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative).

Office

4275 Executive Square, 7th Floor
La Jolla, CA 92037

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Registration type not available
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/2/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/16/2014

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

RBC Securities, IncCurrent
3/13/2018 – San Diego, CA
RBC Securities, Inc.Current
3/13/2018 – La Jolla, CA
Unionbanc Investment Services, LLC
3/2/2015 – 3/12/2018Solana Beach, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. MUFG Union BANK
    Oct 2014 – Mar 2018San Diego, CA
  2. Unionbanc Investment Services
    Oct 2014 – Mar 2018Solana Beach, CA
  3. CITY National Securities, Inc.
    Mar 2018 – Jul 2026La Jolla, CA
  4. BMO BANK NA
    Aug 2026 – no end date reportedSan Diego, CA
  5. LPL Financial LLC
    Aug 2026 – no end date reportedSan Diego, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About RBC Securities, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Boutique investment management services including personalized portfolio construction, asset allocation, risk management, tax management through individual securities, portfolio income strategies, private wealth solutions, and one-on-one access to dedicated portfolio managers and investment consultants.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers
Firm areas of expertise
Boutique Investment ManagementHigh-net-worthIntelligent PersonalizationAsset AllocationRisk ManagementPrivate Wealth SolutionsTax ManagementPortfolio ConstructionIn-house Research

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
123
Offices listed on AdvisorFinder:
19
Main office:
Los Angeles, CA
SEC file number:
801-71181

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 18, 2026

View full firm profile

Other advisors at RBC Securities, Inc.

Showing 12 of 123 in the directory

View RBC Securities, Inc. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Guillory has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Matthew Guillory (RBC Securities) - Fees & Credentials