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Matthew Joseph Schilling

Investment Adviser Representative at Northern Trust Securities, Inc

Chicago, ILCRD #5865824Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Joseph Schilling is an investment adviser representative with Northern Trust Securities, Inc in Chicago, IL, where they have been registered since 2024. They have worked in the securities industry since 2017 and have been registered with 4 firms, including Morgan Stanley and E*trade Capital Management, LLC. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois.

Office

50 South Lasalle
Chicago, IL 60603

Advisors at this office: 37

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Illinois
Broker:
49 states and territories

Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/27/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 1/2/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/3/2016
Series 34
Retail Off-Exchange FOREX Examination
Passed 10/14/2010
Series 3
National Commodity Futures Examination
Passed 9/8/2010

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northern Trust Securities, IncCurrent
5/21/2024 – Chicago, IL
Northern Trust Securities, Inc.Current
5/21/2024 – Chicago, IL
Morgan Stanley
9/5/2023 – 4/9/2024Chicago, IL
E*trade Capital Management, LLC
10/15/2021 – 9/5/2023Chicago, IL
Merrill Lynch, Pierce, Fenner & Smith Incorporated
6/28/2017 – 9/28/2021Rolling Meadows, IL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. TD Ameritrade
    Jul 2016 – May 2017Chicago, IL
  2. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    May 2017 – Oct 2021Rolling Meadows, IL
  3. BANK OF America, N.A.
    May 2017 – Oct 2021Rolling Meadows, IL
  4. Morgan Stanley
    Oct 2021 – Mar 2024Chicago, IL
  5. Northern Trust Securities, Inc.
    May 2024 – no end date reportedChicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northern Trust Securities, Inc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers
Firm areas of expertise
Wealth ManagementAsset ManagementFinancial AdvisoryPrivate MarketsAlternative InvestmentsInstitutional ServicesFamily OfficesNonprofitsPension Funds

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporationsOther

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
126
Offices listed on AdvisorFinder:
21
Main office:
Chicago, IL
Founded:
1889
SEC file number:
801-80781

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 17, 2026

View full firm profile

Other advisors at Northern Trust Securities, Inc

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Joseph Schilling has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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