Matthew Kocmond
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Matthew Kocmond is an investment adviser representative with LPL Enterprise, LLC in Downers Grove, IL, where they have been registered since 2025. They have worked in the securities industry since 2024 and have been registered with 3 firms, including Northwestern Mutual Investment Services, LLC and Nylife Securities LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 47
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
- Broker:
1 state or territory
Illinois
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- New York Life Insurance CompanyOct 2023 – Aug 2024Schaumburg, IL
- Power Home Remodeling GroupSep 2023 – Sep 2023Chicago, IL
- Green GuerrillaMay 2023 – Jul 2023Elgin, IL
- UnemployedNov 2022 – Apr 2023St. Charles, IL
- Skyward Specialty Insurance CompanyFeb 2021 – Oct 2022Denver, CO
- Zurich Insurance CompanyMar 2018 – Jan 2021Greenwood Village, CO
- Liberty International UnderwritersAug 2013 – Mar 2018Houston, TX
- NYLIFE Securities LLC.Apr 2024 – Aug 2024Shaumburg, IL
- Northwestern Mutual Life Insurance CompanySep 2024 – May 2025Milwaukee, WI
- Northwestern Mutual Investment Services LLCSep 2024 – May 2025Aurora, IL
- Northwestern Mutual Wealth Management CompanyNov 2024 – May 2025Milwaukee, WI
- LPL Enterprise LLCJun 2025 – Sep 2026Downers Grove, IL
- Principal Life Insurance CompanySep 2026 – no end date reportedDowners Grove, IL
- Principal Securities, Inc.Sep 2026 – no end date reportedDowners Grove, IL
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
Showing 12 of 3,088 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Kocmond has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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