Matthew Mertens
Investment Adviser Representative at Northwestern Mutual Investment Services,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Matthew Mertens is an investment adviser representative with Northwestern Mutual Investment Services,llc in Minneapolis, MN, where they have been registered since 2021. They have worked in the securities industry since 2019 and have been registered with 3 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward Jones. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Wisconsin.
Registrations & licenses
- Investment adviser:
- Wisconsin
- Broker:
2 states and territories
Minnesota, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Edward JonesApr 2018 – Sep 2019St Louis, MO
- Charterpoint Wealth StrategiesDec 2018 – Sep 2019Minnetonka, MN
- CSB Culinary ServicesSep 2017 – Dec 2017St. Joseph, MN
- UnemployedJan 2018 – Mar 2018Medina, MN
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2019 – Jun 2020Minneapolis, MN
- Saint John's UniversityAug 2015 – Dec 2017Collegeville, MN
- Mass Mutual Life InsuranceSep 2018 – Dec 2018St. Louis, MN
- Charterpoint Wealth Management subsidiary of Mass MutualDec 2018 – Sep 2019Minnetonka, MN
- Bank of America N.A.Jan 2020 – Jun 2020Minneapolis, MN
- State FarmJun 2020 – Oct 2020Wayzata, MN
- Apple AutomaticJan 2021 – Apr 2021Plymouth, MN
- Northwestern Mutual Life Insurance CompanyApr 2021 – no end date reportedMilwaukee, WI
- Northwestern Mutual Investment Services LLCMay 2021 – no end date reportedMilwaukee, WI
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northwestern Mutual Investment Services,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Minneapolis, MN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Mertens has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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