AdFi
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Matthew Ronald Wogan

Investment Adviser Representative at Thrivent Investment Management Inc.

Charlotte, NCCRD #7079601Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Ronald Wogan is an investment adviser representative with Thrivent Investment Management Inc. in Charlotte, NC, where they have been registered since 2020, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina and Texas.

Office

4530 Park Rd
Charlotte, NC 28209

Advisors at this office: 10

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
North Carolina, Texas
Broker:
28 states and territories

Alabama, Arizona, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Massachusetts, Michigan, Minnesota, Montana, New Jersey, New York, North Carolina, Ohio, Oregon, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/27/2020
Series 7
General Securities Representative Examination
Passed 2/4/2020
SIE
Securities Industry Essentials Examination
Passed 11/22/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Thrivent Investment Management Inc.Current
2/28/2020 – Charlotte, NC

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. University of Oregon
    Jun 2013 – Jun 2017Eugene, NC
  2. Empire Distributors of NC
    Feb 2018 – Dec 2018Charlotte, NC
  3. NONE
    Jun 2017 – Aug 2017Indian Trail, NC
  4. Alliance of American Football
    Jan 2019 – Feb 2019Salt Lake City, UT
  5. Elite Water Systems
    Aug 2017 – Jan 2018Indian Trail, NC
  6. NONE
    Feb 2019 – Apr 2019Indian Trail, NC
  7. Thrivent Investment Management Inc
    Apr 2019 – Aug 2019Heathrow, FL
  8. Thrivent Investment Management Inc
    Jan 2020 – no end date reportedCharlotte, NC
  9. Thrivent Financial
    Aug 2019 – Jan 2020Appleton, WI
  10. Thrivent Financial
    Jan 2020 – Jun 2020Appleton, WI
  11. Thrivent Financial
    Jun 2020 – no end date reportedAppleton, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Thrivent Investment Management Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,163
Offices listed on AdvisorFinder:
26
Main office:
Minneapolis, MN
SEC file number:
801-29618

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

Other advisors at Thrivent Investment Management Inc.

Showing 12 of 3,163 in the directory

View Thrivent Investment Management Inc. firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Ronald Wogan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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