AdFi
MR

Matthew Rosenberger

Investment Adviser Representative at Redhawk Wealth Advisors, Inc.

Farmington, CTCRD #7709285Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Rosenberger is an investment adviser representative with Redhawk Wealth Advisors, Inc. in Farmington, CT, where they have been registered since 2025. They have worked in the securities industry since 2023 and have been registered with 3 firms, including LPL Enterprise, LLC and Prudential Financial Planning Services. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut and Massachusetts.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut, Massachusetts
Broker:
8 states and territories

Connecticut, Florida, Georgia, Massachusetts, New Hampshire, North Carolina, Pennsylvania, South Carolina

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/10/2023
Series 7
General Securities Representative Examination
Passed 3/18/2023
SIE
Securities Industry Essentials Examination
Passed 2/1/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Redhawk Wealth Advisors, Inc.Current
5/6/2025 – Farmington, CT
LPL Enterprise, LLC
11/14/2024 – 5/6/2025Glastonbury, CT
Prudential Financial Planning Services
4/28/2023 – 11/14/2024Glastonbury, CT

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Pruco Securities Llc
    Jan 2023 – Nov 2024Glastonbury, CT
  2. Foley Carrier Services, Llc
    Mar 2017 – Sep 2023Hartford, CT
  3. Consolidated Electrical Distributors, Inc
    Jun 2015 – Jan 2017Enfield, CT
  4. The Prudential Insurance Company Of America
    May 2023 – Apr 2025Glastonbury, CT
  5. LPL Enterprise, LLC
    Nov 2024 – Apr 2025Glastonbury, CT
  6. Redhawk Wealth Advisors, Inc.
    Apr 2025 – no end date reportedBloomington, MN
  7. Silver Oak Securities, Inc.
    Jul 2025 – no end date reportedJackson, TN
  8. Financial Visions, LLC
    Jan 2025 – no end date reportedWest Hartford, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Redhawk Wealth Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Firm account minimum
$1,000 (waivable)
Estimated blended rate
0.0175

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other Advisers

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsInsurance CompaniesCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
45
Offices listed on AdvisorFinder:
32
Main office:
Minneapolis, MN
SEC file number:
801-68902

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 23, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Rosenberger has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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