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Matthew Tyson Smith

Investment Adviser Representative at FIDUCIENT ADVISORS LLC

Windsor, CTCRD #5722088Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
14 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Connecticut
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/23/2009
SIE
Securities Industry Essentials Examination
Passed 6/30/2015
Series 7
General Securities Representative Examination
Passed 11/12/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Fiducient Advisors LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIDUCIENT ADVISORS LLCCurrent
1/12/2021Windsor, CT
FIDUCIARY INVESTMENT ADVISORS, LLC
10/4/201712/31/2020Windsor, CT
VOYA INVESTMENT MANAGEMENT CO. LLC
8/18/20106/30/2015Windsor, CT
EDWARD JONES
12/3/20091/6/2010St. Louis, MO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Tyson Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Matthew Tyson Smith - Financial Advisor in Windsor, CT | AdvisorFinder