AdFi
MW

Matthew William Guthrie

Investment Adviser Representative at Valic Financial Advisors, Inc.

Houston, TXCRD #5901715Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew William Guthrie is an investment adviser representative with Valic Financial Advisors, Inc. in Houston, TX, where they have been registered since 2024. They have worked in the securities industry since 2020. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in 11 states.

Office

2919 Allen Parkway, 9th Floor - Retirement Education Center
Houston, TX 77019

Advisors at this office: 18

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Colorado, Florida, Georgia, Illinois, Missouri, North Carolina, Ohio, Pennsylvania, South Carolina, Texas
Broker:
50 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/9/2024
Series 65
Uniform Investment Adviser Law Examination
Passed 1/21/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 8/1/2011
Series 7
General Securities Representative Examination
Passed 3/18/2024
SIE
Securities Industry Essentials Examination
Passed 11/23/2023
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/18/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Valic Financial Advisors, Inc.Current
3/27/2024 – Houston, TX
Valic Financial Advisors, Inc.
2/4/2014 – 9/10/2015Houston, TX

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Carversville Farm Foundation
    Apr 2016 – Nov 2016Carversville, PA
  2. Unemployed
    Dec 2016 – Aug 2018Philadelphia, PA
  3. Keller Williams Philly
    Sep 2018 – Jun 2019Philadelphia, PA
  4. Unemployed
    Jul 2019 – Jan 2021Houston, TX
  5. JLA Realty
    Feb 2021 – no end date reportedHouston, TX
  6. Valic Financial Advisors, Inc.
    Mar 2024 – no end date reportedHouston, TX
  7. AGIA
    Apr 2024 – no end date reportedHouston, TX

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Valic Financial Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Retirement plan services including saving and contribution planning, educational resources, and participant account management

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers
Firm areas of expertise
Retirement PlanningPlan ParticipantsEmployer Retirement PlansSavingsDecumulation

Client types the firm serves

IndividualsHigh Net WorthCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,271
Offices listed on AdvisorFinder:
21
Main office:
Houston, TX
SEC file number:
801-54952

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 13, 2026

View full firm profile

Other advisors at Valic Financial Advisors, Inc.

Showing 12 of 1,271 in the directory

View Valic Financial Advisors, Inc. firm profile

Similar advisors in Houston, TX

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew William Guthrie has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Matthew William Guthrie (Valic Financial Advisors)