Max Alan Lepley
Investment Adviser Representative at Kinetic Investment Management, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Max Alan Lepley is an investment adviser representative in Irvine, CA, currently registered with Kinetic Investment Management, Inc. and Kanani Advisory Group Inc. They have worked in the securities industry since 2020 and were previously registered with MFS Institutional Advisors Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MFS FUND Distributors, Inc.Aug 2019 – May 2024Phoenix, AZ
- UnemployedJun 2019 – Jul 2019San Clemente, CA
- Whittier CollegeSep 2018 – May 2019Whittier, CA
- Triad AdvisorsJun 2018 – Aug 2018Norcross, GA
- Whittier CollegeSep 2017 – May 2018Whittier, CA
- Dymond BuildersJun 2017 – Aug 2017Anaheim, CA
- Whittier CollegeSep 2016 – May 2017Whittier, CA
- Kanani Advisory GroupJul 2024 – Oct 2024Irvine, CA
- Kanani Advisory Group Inc.Oct 2024 – no end date reportedIrvine, CA
- UnemployedJun 2024 – Jul 2024San Clemente, CA
- Kanani Financial & Insurance Services Inc.Oct 2024 – no end date reportedIrvine, CA
- Kinetic Investment Management, Inc.Apr 2026 – no end date reportedIrvine, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Kinetic Investment Management, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 29
- Offices listed on AdvisorFinder:
- 13
- Main office:
- Los Angeles, CA
- SEC file number:
- 801-118383
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
View full firm profileOther advisors at Kinetic Investment Management, Inc.
Showing 12 of 29 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Max Alan Lepley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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