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Max D Isaacman

Investment Adviser Representative at FISCAL WISDOM WEALTH MANAGEMENT LLC

CRD #255391Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
60 yrs
States Registered
3 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaGeorgiaOklahoma
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/6/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 3/14/1980
Series 4
Registered Options Principal Examination
Passed 9/24/1982
Series 12
NYSE Branch Manager Examination
Passed 1/1/1981
Series 7TO
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 1
Registered Representative Examination
Passed 11/18/1966

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

FISCAL WISDOM WEALTH MANAGEMENT LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BACHE & CO INCORPORATED
9/21/1973 – 6/5/1975
UNDERWOOD, NEUHAUS & CO., INCORPORATED
9/10/1985 – 7/3/1986
LEHMAN BROTHERS INC.
8/30/1990 – 1/14/1991NEW YORK, NY
COWEN & CO.
8/29/1985 – 9/17/1985
TRANSAMERICA FINANCIAL RESOURCES, INC.
8/24/1993 – 4/20/1994LOS ANGELES, CA
MCCLURG CAPITAL CORPORATION
7/7/1997 – 9/22/1998SAN RAFAEL, CA
MONTGOMERY SECURITIES
7/3/1986 – 12/19/1986
BANCAL INVESTMENT SERVICES, INC.
6/18/1992 – 1/4/1993
THOMAS F. WHITE & CO., INCORPORATED
5/21/1990 – 8/7/1990SAN FRANCISCO, CA
GNA SECURITIES, INC.
5/10/1989 – 3/14/1990GLEN ALLEN, VA
LEHMAN BROTHERS INCORPORATED
5/1/1975 – 2/22/1978
PORTSMOUTH FINANCIAL SERVICES
4/28/2016 – 12/20/2016SAN FRANCISCO, CA
FIDELITY BROKERAGE SERVICES LLC
2/9/2023 – 6/12/2023WESTLAKE, TX
WEDBUSH MORGAN SECURITIES INC.
2/4/1994 – 1/2/1996PASADENA, CA
EAST / WEST SECURITIES CORP.
2/3/2012 – 11/11/2013SAN FRANCISCO, CA
LEHMAN BROTHERS KUHN LOEB INCORPORATED
2/22/1978 – 11/21/1980
PORTSMOUTH FINANCIAL SERVICES
2/14/2017 – 1/9/2023SAN FRANCISCO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
12/9/1986 – 12/18/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
12/22/1986 – 8/18/1987
COWEN SECURITIES INC.
12/17/1981 – 1/11/1985
COWEN & CO.
12/10/1980 – 1/1/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
11/21/1966 – 11/29/1973
PORTSMOUTH FINANCIAL SERVICES
11/11/2013 – 12/26/2015SAN FRANCISCO, CA
EAST/WEST SECURITIES CO.
10/6/1998 – 3/2/2012SAN FRANCISCO, CA
SCOTTRADE, INC.
1/4/2017 – 2/16/2017Corte Madera, CA
SUNSTRAND SECURITIES CORPORATION, INC.
1/24/1985 – 7/29/1985
CRUTTENDEN ROTH INCORPORATED
1/21/1997 – 6/12/1997NEWPORT BEACH, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1/19/2016 – 4/20/2016SAN FRANCISCO, CA
RODMAN & RENSHAW INC.
1/11/1996 – 1/6/1997CHICAGO, IL

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Max D Isaacman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.