Maximilian Alexander Hillerbrand IV
Investment Adviser Representative at 49 Financial
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Maximilian Alexander Hillerbrand is an investment adviser representative with 49 Financial in Charlotte, NC, where they have been registered since 2024. They have worked in the securities industry since 2022 and have been registered with 3 firms, including Oakwood Capital Securities, Inc. and Purshe Kaplan Sterling Investments. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in North Carolina.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Purshe Kaplan Sterling InvestmentsMay 2022 – Jan 2024Albany, NY
- Chick-fil-A Hawks CreekSep 2021 – Apr 2022Westworth Village, TX
- Chick-fil-A Kernersville FSUOct 2020 – Aug 2021Westworth Village, TX
- Chick-fil-A Hawks Creek FSUMay 2020 – Oct 2020Westworth Village, TX
- Chick-fil-A Hanes Mall Food CoMay 2017 – May 2020Winston-Salem, NC
- Wochenblatt GMBHSep 2015 – May 2017Loerrach
- 49 Wealth Management LLCJul 2022 – no end date reportedCharlotte, NC
- Oakwood Capital Securities, Inc.Jul 2024 – Dec 2024Minneapolis, MN
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About 49 Financial
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 138
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Austin, TX
- SEC file number:
- 801-123687
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 22, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Maximilian Alexander Hillerbrand IV has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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